AFS Investment Advisors, Inc. Policies and Procedures Manual
AFS Investment Advisors, Inc. Form ADV Part II
AFS Investment Advisors, Inc. Organizational Chart
For the Representative
Summary of Advisory Programs- Summary of the different programs that AFSIA offers.
Compliance Forms
Investment Objectives and Risk Tolerance Update Form
This form is for Advisory only. If your request applies to brokerage and advisory, you must get approval on both sides. Fax to 866-387-6964.
Advertising and Sales Literature Approval Request
This form is for Advisory only. If your request applies to brokerage and advisory, you must get approval on both sides. Ken and I will work together to make sure that this is an efficient process for you. Fax to 866-387-6964. Turnaround time will be 36 hours.
Any model that you will be using for several clients must be reviewed. Please complete the form and attached the details of the model. Fax to 866-387-6964.
Business Card and Stationary Approval
Templates are for Advisory only. All business cards and letterhead must be approved prior to use. Please email your revisions to achristians@evolvesec.com or fax to 866-387-6964.
Speaking-Teaching-Seminar Approval Request
This form is for Advisory only. If your request applies to brokerage and advisory, you must get approval on both sides. Ken and I will work together to make sure that this is an efficient process for you. Fax to 866-387-6964. Turnaround time will be 48 hours.
Low Priced Security Purchase Procedures