IRA Plan Forms

Please forward original forms for opening and processing to:

Evolve: AFSIA Operations

5300 Bee Caves Rd Bldg III Suite 100

Austin, Texas  78746

(800) 617-3900

• IRA

• IRA Custodial Agreement (Includes EBT and AFSIA Supplemental)

• Copy of Valid Drivers License or Government ID
• ENCORE Representative as Manager Adviser Agreement, Fee Addendum, and Risk Tolerance Questionnaire
• Form ADV Part II (This disclosure must be given to every client prior to them signing any contract or agreeing to any service) 

Optional

• Customer Account Transfer Form (Attach copy of most recent statement)

• Roth IRA

• Roth IRA Custodial Agreement (Includes EBT and AFSIA Supplemental)

• Copy of Valid Drivers License or Government ID
• ENCORE Representative as Manager Adviser Agreement, Fee Addendum, and Risk Tolerance Questionnaire
• Form ADV Part II (This disclosure must be given to every client prior to them signing any contract or agreeing to any service) 

Optional

• Customer Account Transfer Form (Attach copy of most recent statement)
• Roth Conversion Request Form

• SEP IRA

          o  SEP Plan Document

• IRA Custodial Agreement for each participant (Includes EBT and AFSIA Supplemental)

• Copy of Valid Drivers License or Government ID for each participant
• ENCORE Representative as Manager Adviser Agreement, Fee Addendum, and Risk Tolerance Questionnaire for applicable participant
• Form ADV Part II (This disclosure must be given to every client prior to them signing any contract or agreeing to any service) 

Optional

• Customer Account Transfer Form (Attach copy of most recent statement)

• SIMPLE IRA

• Existing SIMPLE Plan Document or new 5305-SIMPLE
• SIMPLE IRA Custodial Agreement for each participant (Includes EBT and AFSIA Supplemental)

• Copy of Valid Drivers License or Government ID for each participant
• ENCORE Representative as Manager Adviser Agreement, Fee Addendum, and Risk Tolerance Questionnaire for applicable participant
• Form ADV Part II (This disclosure must be given to every client prior to them signing any contract or agreeing to any service) 

Optional

• Customer Account Transfer Form (Attach copy of most recent statement)