Forms - NFS New Accounts - Retail Account Registration Note: Links will open in a new browser window.

Individual Account Forms, Joint Account (JTIC, JTWROS), Custodial Account (UGMA, UTMA) NFS New Acct Application Checkwriting Account Establishment (Needed only to establish checkwriting) Margin Account Privileges (Needed only to establish Margin Account) Options Account Request (Needed only to establish Options Account) Limited Trading Authority  (Needed only for Limited trading authority) Investor Disclosure Checklist (Form #203) Privacy Policy Statement (Form #204) Customer Receipt Form (Form #221) OFAC Search Link Customer Awareness Form (Form #223) Business Continuity Plan Disclosure  (Form #238)

Trust Account Application must contain standard information for all trustees. NFS New Acct Application Trustee Certification Form Checkwriting Account Establishment (Needed only to establish checkwriting) Margin Account Privileges (Needed only to establish Margin Account) Options Account Request (Needed only to establish Options Account) Limited Trading Authority (Needed only for Limited trading authority) Investor Disclosure Checklist (Form #203) Privacy Policy Statement (Form #204) Customer Receipt Form (Form #221) OFAC Search Link Customer Awareness Form (Form #223) Business Continuity Plan Disclosure  (Form #238)

Corporate Account Application must contain standard information for authorized trader(s). NFS New Acct Application Corporate Form (Embossed with Corporate Seal if no Corporate Seal Then include a copy of the Articles of Incorporation) Checkwriting Account Establishment (Needed only to establish checkwriting) Margin Account Privileges (Needed only to establish Margin Account) Options Account Request (Needed only to establish Options Account) Limited Trading Authority (Needed only for Limited trading authority) Investor Disclosure Checklist (Form #203) Privacy Policy Statement (Form #204) Customer Receipt Form (Form #221) OFAC Search Link Customer Awareness Form (Form #223) Business Continuity Plan Disclosure  (Form #238)

Limited Liability Company Account Forms Application must contain standard information for authorized trader(s). NFS New Acct Application LLC Form Checkwriting Account Establishment (Needed only to establish checkwriting) Margin Account Privileges (Needed only to establish Margin Account) Options Account Request (Needed only to establish Options Account) Limited Trading Authority (Needed only for Limited trading authority) Investor Disclosure Checklist (Form #203) Privacy Policy Statement (Form #204) Customer Receipt Form (Form #221) OFAC Search Link Customer Awareness Form (Form #223) Business Continuity Plan Disclosure  (Form #238)

Partnership (General) Application must contain standard information for authorized agent(s). All members must complete and sign the General Partnership Account Agreement. NFS New Acct Application Partnership Account Agreement Checkwriting Account Establishment (Needed only to establish checkwriting) Margin Account Privileges (Needed only to establish Margin Account) Options Account Request (Needed only to establish Options Account) Limited Trading Authority (Needed only for Limited trading authority) Investor Disclosure Checklist (Form #203) Privacy Policy Statement (Form #204) Customer Receipt Form (Form #221) OFAC Search Link Customer Awareness Form (Form #223) Business Continuity Plan Disclosure  (Form #238)

Non-Profit Forms Application must contain standard information for authorized trader(s). NFS New Acct Application Corporate Resolution Certification of Tax Exemption (From State and/or Federal Government) Checkwriting Account Establishment (Needed only to establish checkwriting) Margin Account Privileges (Needed only to establish Margin Account) Options Account Request (Needed only to establish Options Account) Limited Trading Authority (Needed only for Limited trading authority) Investor Disclosure Checklist (Form #203) Privacy Policy Statement (Form #204) Customer Receipt Form (Form #221) OFAC Search Link Customer Awareness Form (Form #223) Business Continuity Plan Disclosure  (Form #238)