Mutual Fund Architect
Reps as Managers
Separately Managed Accounts
 

"Having AFS Brokerage working in the background making sure my business is in compliance has always provided me with a great sense of comfort. It has allowed me to put more time into growing my business and becoming more profitable. I can always count on getting quick and accurate responses from Terry, Marcia and Rene."

Luke M. Hesprich, Registered Representative, AFS Brokerage, Inc. Located at and serving: Hartford Savings Bank Hartford, Wisconsin
 

Mutual Fund Architect

• Multiple Portfolios of Mutual Funds Pre-Selected by Risk Tolerance and Asset Type
• Automatic Quarterly Rebalancing

• Risk Tolerance Questionnaire
• Investment Policy Statement
• Automatic Quarterly Rebalancing
• Performance Reports
• Portfolio Review

• Fees are calculated by determining the average daily balances for the three previous months for each asset class.
• The fees are inclusive of trading costs, reporting services, and related activity. The fees will not cover charges including transfer taxes, account transfer fees, interest incurred on margin, wire transfer fees, or any fees imposed by law. Account fees can be charged to the client or paid for by the broker.
• Advisory fees charged in the Fund Architect program are separate and distinct from fees and expenses charged by the mutual funds. A description of these fees and expenses are available in each fund's prospectus.
• Minimum account size -$25,000.
• Maximum charge to the client is 1.5%

• Meet with Client and Fill Out "Investor Financial and Risk Profile"
• If Client's Objectives Are Suitable for Wrap Account, Select Model
• Fill Out Client Contract Including Investment Policy Statement and Fee Agreement
• Open Regular Account and Collateral Paperwork
• Send to AFSB For Approval