Mutual Fund Architect
Reps as Managers
Separately Managed Accounts
 

"Having AFS Brokerage working in the background making sure my business is in compliance has always provided me with a great sense of comfort. It has allowed me to put more time into growing my business and becoming more profitable. I can always count on getting quick and accurate responses from Terry, Marcia and Rene."

Luke M. Hesprich, Registered Representative, AFS Brokerage, Inc. Located at and serving: Hartford Savings Bank Hartford, Wisconsin
 

Reps as Managers

• Stocks
• Bonds
• Mutual Funds
• Exchange-Traded Funds (ETF)
• Choose From Either Client Pays Transaction Fees or No Transaction Fees

• The fees are inclusive of reporting services, and related activity. The fees will not cover charges including transfer taxes, account transfer fees, interest incurred on margin, wire transfer fees, or any fees imposed by law. Account fees can be charged to the client or broker.
• Normal ticket charges can be charged to the client or representative.
• Fees are paid on a quarterly basis in advance.
• Fees are calculated by determining the average daily balances for the three previous months for each asset class. Prorating is done for first billing period..
• Maximum charge to the client is 2.5%
• Billing can be done by asset class (ie less for bonds or more for equity, and different price for mutual funds)
• House holding can be done for billing purposes.
• Account Minimum $25,000

• The fees are inclusive of trading costs, reporting services, and related activity. The fees will not cover charges including transfer taxes, account transfer fees, interest incurred on margin, wire transfer fees, or any fees imposed by law. Account fees can be charged to the client or broker.
• Fees are paid on a quarterly basis in advance.
• Fees are calculated by determining the average daily balances for the three previous months for each asset class. Prorating is done for first billing period..
• 60 trades per year maximum.
• Maximum charge to the client is 2.5%
• Billing can be done by asset class (ie less for bonds or more for equity, and different price for mutual funds)
• House holding can be done for billing purposes.
• Account Minimum $25,000

• Meet with Client and Fill Out "Investor Financial and Risk Profile"
• If Client's Objectives Are Suitable for program open account, collect collateral paperwork, and fund account.
• Fill Out Client Contract Including Investment Policy Statement and Fee Agreement
• Send to AFSB For Approval