Mutual Fund Architect
Reps as Managers
Separately Managed Accounts
 

"Having AFS Brokerage working in the background making sure my business is in compliance has always provided me with a great sense of comfort. It has allowed me to put more time into growing my business and becoming more profitable. I can always count on getting quick and accurate responses from Terry, Marcia and Rene."

Luke M. Hesprich, Registered Representative, AFS Brokerage, Inc. Located at and serving: Hartford Savings Bank Hartford, Wisconsin
 

Separately Managed Accounts

• AFSB offers its clients access to dozens of institutional money managers at the low account level minimum of $100,000 per manager.
• Choose from Brandes, Roxbury, Rittenhouse, Alger, Davis, NWQ, Nuveen and many other names you know.
• Comprehensive Proposal Tools are available in Streetscape
• Performance Reporting, Billing, and Review Tools are available in Omniplanner
• Maximum Charge to the Client is 2.5%

• Meet with Client and Fill Out "Investor Financial and Risk Profile" in Streetscape
• Create Selection of Managers
• Formalize Proposal
• If Client's Objectives Are Suitable for program open account, collect collateral paperwork, and fund account.
• Fill Out Client Contract Including Investment Policy Statement and Fee Agreement
• Send to AFSB For Approval